November 12 2019

The Two Questions DOJ Asks When Investigating Companies for Compliance Violations

DOJ official says the departments asks two principal questions about the company’s compliance function whenever the company comes under investigation: 1) What was the state of the compliance program at the time of the improper conduct? 2) What is the current state of the compliance function, after remediation to address any lessons learned? [5/23/18]

Risk Watch 152: Member Business Loans – What You Need to Know

A look at a brief history of the political hot potato that is member business lending at credit unions as well as recent changes that may impact those who manage credit unions and their members. Click here to watch now.

What is the AffirmX Platform?

Video What makes the patented AffirmX Risk Intel Platform different than anything else out there? Take the next 3 minutes to see what this revolutionary tool can do for your financial institution. Watch Video

About Risk InboX

Each day, teams of subject matter experts and analysts at AffirmX and AdvisX comb through dozens of resources to keep tabs on the latest developments in areas of risk. We share our findings here, along with a brief note about why each item matters.

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