March 27 2026

A Case Study in How Not to AML

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Repeat violations, failure to establish an effective AML program, failure to designate an adequate compliance officer, failure to provide adequate training, failure to conduct independent testing of its compliance program, filing one-third of its CTRs late, and a 95% error rate on CTRs. If you're ever feeling down about the state of your anti-money-laundering program, keep this link about the AML failings on the part of Thriftway Food Market as a helpful pick-me-up. [3/25/16]

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Risk Watch Plus Webinar 8: Complaint Management

Complaints: Why you shouldn’t shun them, but invite them! In this era of exploding complaint volume, this certificated webinar (see instructions in video for how to get your free certificate of completion) takes a look at the risks, evolution, and need for a management strategy to effectively deal with complaints. Before that, we cover what’s hot in compliance, as seen by the editors of Risk InboX. This week’s hot items: 1) HUD cancels Obama era Fair Housing rule; 2) “HMDA” for boards and management; and 3) CFPB has added a new dimension to its complaint database. Click here to watch now.

What is the AffirmX Platform?
Video What makes the patented AffirmX Risk Intel Platform different than anything else out there? Take the next 3 minutes to see what this revolutionary tool can do for your financial institution. Watch Video

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Each day, teams of subject matter experts and analysts at AffirmX and AdvisX comb through dozens of resources to keep tabs on the latest developments in areas of risk. We share our findings here, along with a brief note about why each item matters.

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